-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JusvW+BlJvCRLLakdZ5kxEO7t5PtICoTItc1aewYaQif2tN+A013XI+vU7tJkmnh gQsIt1u92LmJ3Tmj/24YsA== 0000927016-97-000484.txt : 19970222 0000927016-97-000484.hdr.sgml : 19970222 ACCESSION NUMBER: 0000927016-97-000484 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970218 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASTEA INTERNATIONAL INC CENTRAL INDEX KEY: 0000945989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 232119058 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49091 FILM NUMBER: 97537011 BUSINESS ADDRESS: STREET 1: 455 BUSINESS CENTER DRIVE CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2158228888 MAIL ADDRESS: STREET 1: 100 HIGHPOINT DRIVE CITY: CHALFONT STATE: PA ZIP: 18914 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERGREEN ZACK B CENTRAL INDEX KEY: 0001008396 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O ASTEA INTERNATIONAL INC STREET 2: 455 BUSINESS CENTER DR CITY: HORSHAM STATE: PA ZIP: 09044 BUSINESS PHONE: 2156822500 MAIL ADDRESS: STREET 1: 455 BUSINESS CENTER DR CITY: HORSHAM STATE: PA ZIP: 09044 SC 13G/A 1 SCHEDULE 13G/A FOR ZACK B. BERGREEN Page 1 of 5 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1) Under the Securities Exchange Act of 1934 Astea International Inc. ------------------------ (Name of Issuer) Common Stock, $.01 par value per share -------------------------------------- (Title of Class of Securities) 04622E 10 9 ----------- (CUSIP Number) - ------------------------ --------------------- CUSIP NO. 04622E 10 9 13G PAGE 2 OF 5 PAGES - ------------------------ --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Zack B. Bergreen - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 4,791,000 shares as of December 31, 1996 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 2,045,125 shares OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 4,791,000 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 2,045,125 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 6,836,125 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES 10 CERTAIN SHARES* [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 52.0% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ Page 3 of 5 Pages STATEMENT ON SCHEDULE 13G Item 1(a). Name of Issuer: -------------- Astea International Inc. Item 1(b). Address of Issuer's Principal Executive Offices: ----------------------------------------------- 455 Business Center Drive Horsham, PA 19044 Item 2(a). Names of Person Filing: ---------------------- Zack B. Bergreen Item 2(b). Address of Principal Business Office or, if none, Residence: ----------------------------------------------------------- c/o Astea International Inc. 455 Business Center Drive Horsham, PA 19044 Item 2(c). Citizenship: ----------- United States Item 2(d). Title of Class of Securities: ---------------------------- Common Stock Item 2(e). CUSIP Number: ------------ 04622E 10 9 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), ------------------------------------------------------------------- check whether the person filing is an: ------------------------------------- Not applicable. This Schedule 13G is not being filed pursuant to Rule 13d-1(b) or 13d-2(b). Item 4. Ownership: --------- (a) Amount Beneficially Owned: 6,836,125 shares as of December 31, ---------------- 1996. Of the 6,836,125 shares, (a) Mr. Bergreen is the record owner of 4,791,000 shares of Common Stock, (b) Mr. Bergreen and his wife are trustees of two separate trusts, each of which holds 1,000,000 shares, and (c) Mr. Page 4 of 5 Pages Bergreen's wife is the record owner of a stock option to purchase 45,125 shares of Common Stock, which is exercisable in full within 60 days after December 31, 1996. Mr. Bergreen disclaims beneficial ownership of his wife's stock option and the 45,125 shares of Common Stock receivable upon its exercise. (b) Percent of Class: 52.0% ----- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 4,791,000 --------- (ii) shared power to vote or to direct the vote: 2,045,125 --------- (iii) sole power to dispose or to direct the disposition of: 4,791,000 --------- (iv) shared power to dispose or to direct the disposition of: 2,045,125 --------- Item 5. Ownership of Five Percent or Less of a Class: -------------------------------------------- Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person: --------------------------------------------------------------- Mr. Bergreen and his wife are trustees of two separate trusts, each of which holds 1,000,000 shares. Item 7. Identification and Classification of the Subsidiary Which Acquired ------------------------------------------------------------------ the Security Being Reported on By the Parent Holding Company: ------------------------------------------------------------ Not Applicable Item 8. Identification and Classification of Members of the Group: --------------------------------------------------------- Not Applicable Item 9. Notice of Dissolution of Group: ------------------------------ Not Applicable Item 10. Certification: ------------- Not applicable. This statement on Schedule 13D is not filed pursuant to Rule 13d-1(b). Page 5 of 5 Pages Signature --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 1996 /s/ Zack B. Bergreen --------------------------------------------- Name: Zack B. Bergreen -----END PRIVACY-ENHANCED MESSAGE-----